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ASIC bans advisers for dodgy Shield Master Fund advice

9 July 2025, 12:28pm

Two former MWL Financial Services financial advisers who invested clients' superannuation in the Shield Master Fund have copped bans from the regulator. Read more

Findex partners with brokerage firm to deliver 'best-in-class' service

7 July 2025, 12:45pm

Findex is entering a joint venture with Ortus Financial to bolster its expertise and breadth of its service. Read more

ASIC funding levy to charge advisers $46.2m

4 July 2025, 12:16pm

The financial advice sector can expect to contribute $46.2 million to ASIC's industry funding levy for the 2025 financial year, new estimates show. Read more

ASIC releases new relief for reportable situations regime

30 June 2025, 12:31pm

ASIC has provided AFSLs new reliefs to help them manage the reportable situations regime, which includes extending the length of investigations reportable from 30 days to 60 days. Read more

TA Associates invests in Viridian Financial Group

30 June 2025, 12:30pm

TA Associates announced it will make an undisclosed investment in Viridian Financial Group to help the latter accelerate its next phase of growth. Read more