ASK FOR A WRITTEN PLAN

Legally your plan must include important documents. Check that you have been given:

  • a statement of advice (SOA) that sets out what your adviser is recommending and why it is suitable.

At this point, some advisers will also give you a 'terms of engagement' that sets out the exact services they will supply and the fees and charges you will pay. And always file any paperwork away carefully - you'll never know when it could come in handy.

Be aware that investments can lose money
Checking your financial plan
Video
Estate Planning for the Modern Family
Common objectives and how they can be dealt with; Estate planning for young families and older clients and blended families - what engages the clients. Asset protection - the risks arising from blended ... Watch video
Former Dover, Securitor adviser banned
18 April 2019, 12:18pm
An adviser formerly licenced by Dover Financial Advisers has been banned for failing to provide advice in the best interest of clients. Read more
Link to something LH69aC4z